Regulatory consulting & compliance
The financial services industry has experienced one of its most difficult and troubled periods in recent history. As the industry is gradually emerging from this crisis, we have built and adapted our business to help our clients meet the rapidly changing regulatory landscape, new governance standards and more stringent demands from both investors and regulators.
Organisations need to ensure ongoing compliance in a market that is characterised by challenges of rapid growth, changing risk profiles and investor mix. Non compliance may lead to a loss of reputation, a corporate or individual fine, expulsion from the industry and possible prosecution. Thus a dynamic and cost effective compliance strategy is essential to ensure correct system and procedural implementation so that non compliance pitfalls are avoided.
Our team of experts specialises in preparing firms for regulatory change affecting the industry. We are experienced in the evaluation of current business processes and procedures and the identification of gaps between these practices and the frequently changing requirements. Many of our clients have cross jurisdictional presence and our global team is skilled in guiding firms through the implementation process.
Our exceptional depth of talent across many disciplines allows us to deliver a total solution to our clients – whatever their size, geographic profile or their need. We provide expertise in business and strategic consulting, covering all aspects including cost reduction, profit enhancement, risk management, regulatory compliance, project management, business integration and change management. By integrating skills from across the Firm we deliver an unrivalled team that truly answers clients' demands for single-source solutions.
For more information please contact the member of the Regulatory consulting and compliance team in a location convenient for your business.
Julian Korek
London +44 20 7862 0802
Hong Kong +852 2281 0112
Andrew Shrimpton
London +44 20 7862 0856
Monique Melis
London +44 20 7862 0837
Neil Morris
New York +1 646 867 7820
Chris Lombardy
New York +1 646 867 7824
AnnMarie Croswell
Hong Kong +852 2281 0111
Killian Buckley
Dublin +353 1 475 0534
Glen Millar
Geneva +41 22 715 2842









