Investment managers

Whether you are thinking of setting up a new firm or are already regulated by the FSA, Kinetic Partners can help you deal with the many requirements that have to be addressed.

We can take you through the FSA application process using our detailed knowledge of what the regulator is looking for and how best to explain your business to them. Using our tried and tested toolkits, we can help you to assemble appropriate compliance systems and procedures that will satisfy the regulator that you are ready for business. As the FSA places increasing emphasis on ensuring that firms have sufficient regulatory capital in place, we can help you ensure that the financial budgets that you need to submit, demonstrate that you are able to meet these requirements.

We have successfully guided a large number of firms through the process of FSA authorisation, including dealing with the varied issues that the FSA can throw up during the process.

Our work with you does not stop once you have been granted authorisation. Our experienced team of consultants will take you through the next steps, ensuring that compliance processes are properly embedded into your business. We have advised many firms and helped them stay on the right side of the FSA by going through our ongoing monitoring process and raising issues that you need to deal with. We do not just point out any gaps or failings, we are there to help you deal with those issues too.

For further details please contact John Griffiths or your usual contact at Kinetic Partners.