Investment banks

Kinetic Partners has a highly qualified team of investment banking experts including chartered accountants, regulatory experts and lawyers. The team has worked within some of the top tier investment banks both UK headquartered and branches of international banking institutions.

The team has a broad skill set encompassing experience of all segments within a bank including governance arrangements, operational excellence, IT infrastructure and compliance arrangements. We also provide internal audit and audit services as well as financial and regulatory reporting solutions.

Below we list a range of products and services that we have recently provided for our clients:

• Transaction reporting
• IT infrastructure review
• CASS projects
• Risk based compliance monitoring programmes
• FSA initiated independent reviews (internal audit, compliance, risk and operations)
• Skilled persons reports
• Post Section 166 remedial projects
• Governance reviews
• ARROW preparation and remedial solutions
• Market monitoring solutions
• Regulatory training (including market conduct, SYSC, AML, CASS, Transaction Reporting)
• Compliance control testing
• Compliance policy and procedure development/Gap analysis
• Secondments

For further details please contact Monique Melis, Simon Appleton or your usual contact at Kinetic Partners.