Despite efforts, financial institutions continue to have gaps in their governance models and control structures...Read more
Download our Global Regulatory Outlook 2015 report, featuring guidance on the key regulatory issues impacting the financial services industry.Find out more
We are pleased to announce that the acquisition of Kinetic Partners by Duff & Phelps, the premier global valuation and corporate finance advisor, is now complete.Find out more
The U.S. Securities and Exchange Commission (SEC) has released its examination priorities for 2015. Are you adequately prepared for your examination?Find out more
Read our report which shows that 70% of lawyers expect enforcement and compliance to be the most likely cause for litigious action in the financial services industry.Find out more
Our global enforcement activity report provides detailed analysis, commentary and insight on enforcement trends at the SEC, FCA and SFC.Find out more
The Directive is here...How can we help?